纽约华尔街对冲基金华裔创始人涉证券欺诈被判缓刑

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RFA, June 14, 2016.
www.rfa.org/mandarin/yataibaodao ... 06142016153142.html
(李欧文)

Note:
(a) The RFA report is based on

Jonathan Stempel, Prompting Gasps, Judge Spares NY Hedge Fund Executive Prison for Fraud. Reuters, June 13, 2016
http://www.reuters.com/article/u ... ud-li-idUSKCN0YZ20C
("charging him with securities fraud and making a false statement * * * Owen Li, the founder of Canarsie Capital LLC")
(b) Founder And Portfolio Manager Of Canarsie Capital, LLC, Pleads Guilty In Manhattan Federal Court To Securities Fraud. US Department of Justice, Dec 16, 2015
https://www.justice.gov/usao-sdn ... y-manhattan-federal
("LI founded Canarsie in January 2013 * * * at the time of its collapse in January 2015, Canarsie had approximately 41 investors and $56.8 million in assets under management [all of which he lost in three weeks]. * * * LI Reported Fictitious Trades to His Prime Broker * * * LI’s Misstatements to Investors About Canarsie’s Performance * * * LI Misled the SEC Examination Staff")